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Self-regulatory organization
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#	Item
771	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 15, 2009 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-17 11:21:17 Financial system Securities Exchange Act Business U.S. Securities and Exchange Commission Self-regulatory organization Selling away Securities regulation in the United States United States securities law Financial Industry Regulatory Authority Financial regulation
772	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 22, 2008 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Establish its Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-24 12:44:46 Business United States Securities and Exchange Commission Finance Mathematical finance Economy of the United States New York Stock Exchange Securities Exchange Act Self-regulatory organization Euronext NYSE Euronext Financial economics Financial markets
773	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-11 16:28:54 Financial regulation Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Order Self-regulatory organization Registered Investment Advisor Selling away United States securities law Business Financial Industry Regulatory Authority
774	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123C to Clarify that Exchange Systems Enforce Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-16 12:14:24 Stock market Securities Exchange Act New York Stock Exchange U.S. Securities and Exchange Commission Self-regulatory organization Order Securities and Exchange Commission Financial economics Government United States Securities and Exchange Commission United States securities law 73rd United States Congress
775	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 11, 2007 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiv Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-12 13:27:50 Financial economics Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission ACT Alternative display facility NASDAQ Selling away United States securities law Economy of the United States Business
776	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-01 17:27:28 73rd United States Congress Securities Exchange Act Self-regulatory organization Government U.S. Securities and Exchange Commission New York Stock Exchange Securities and Exchange Commission Economy of the United States United States securities law United States Securities and Exchange Commission Financial regulation
777	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-06 12:32:13 Financial system Business Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Selling away World Group Securities United States securities law Financial regulation Financial Industry Regulatory Authority
778	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-30 14:38:08 Economy of the United States Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization Financial system U.S. Securities and Exchange Commission New York Stock Exchange Form 144 United States securities law Financial regulation United States Securities and Exchange Commission
779	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Establish a Trading License Fee for 2010 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-05 09:46:14 SEC filings Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Financial system Government United States securities law United States Securities and Exchange Commission 73rd United States Congress
780	Notice of Filing of Proposed Rule Change to Amend the Deficient Claims Rules of the Codes of Arbitration Procedure for Customer and Industry Disputes Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-25 13:56:43 Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Financial system Economy of the United States Selling away United States securities law Financial Industry Regulatory Authority Financial regulation

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